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Regulatory, Compliance, and Risk Data Technology Challenges

Regulatory, Compliance, and Risk Data Technology Challenges

April 10, 2014
5:30-8:30 pm

Credit Suisse
One Madison Ave, Main Level Auditorium
New York, NY

Registration

PRMIA Sustaining Members - FREE
PRMIA Contributing Members- FREE (special for this event)
PRMIA Free Affiliate Members - Not Available

Legal and Compliance Risk - Data Related Solutions for eDiscovery, Forensic Information, Chain of Evidence

Today's financial services organizations are facing unprecedented issues starting from the understanding of legal and compliance needs to governing the investment, design, planning, implementation and operation of the Risk Data Aggregation and Reporting system architecture of "storing everything forever".  As new and past requirements from Dodd-Frank, BIS-Basel III, CFTC, SEC, SOX, FDIC, in-house legal counsel; and the financial institution's management policies evolve; collecting, correlating and compiling data and related documentation to meet regulator requests and reports has reached a new level of pain.  The processes used to produce the information and reports within compressed timelines for delivery associated with transactions, customers and business actions has reached a new level of complexity and demands for accuracy.  The impacts to litigation risk, discovery costs, data management and storage costs have changed dramatically and disposing critical information outside of the legal and regulatory requirments can lead to severe sanctions, fines and unfavorable settlement during legal events, not to mention brand damage.

Join us for an evening of insight and debate showcasing Credit Suisse and a case study with presentations along with a panel discussion focusing on using purpose built technology solutions to meet compliance mandates and better manage operational risk.  This will be followed by a reception and an opportunity to network with industry practitioners from the business, regulatory and technology areas.

Agenda

5:30-6:00 pm   Registration

6:00-6:15 pm   Welcome

6:15-7:30 pm   Case Study Presentation and Panel Discussion

7:30-8:00 pm   Questions and Answers

8:00-8:30 pm   Networking Reception

Registration

PRMIA Sustaining Members - FREE
PRMIA Contributing Members- FREE (special for this event)
PRMIA Free Affiliate Members - Not Available

Thank you to Credit Suisse for providing the venue space.

This event has been made possible by the generous support of our sponsor RainStor

April 10th, 2014 5:30 PM   through   8:30 PM
Credit Suisse
One Madison Avenue
Auditorium Main Level
New York, NY
United States
New York
Donald (Don) Wesnofske, Business Advisor, Management Consultant, Program-Project Manager, Subject Matter, Preficient
Abraham Thomas, Consultant, Duetsche Bank
Luigi Mercone, Director, Engineering Strategy & Architecture, Credit Suisse
John Bantleman, CEO, RainStor
Mark Cusack, Chief Architect, RainStor
Thanks to our sponsors, including:

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