2018 Risk Management and Regulatory Compliance Round Table

2018 Risk Management and Regulatory Compliance Round Table
PRMIA San Francisco, Risk Management Association (RMA) and International Regtech Association (IRTA) invite you to this event in San Francisco on the topic of Data Risk.  This will include topics such as risk management and data privacy, focusing on regulatory requirements, cyber-risk management, data governance, etc.

 

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Event Information

Date: October 3, 2018
Time: 3:00 p.m. - 5:30 p.m.
Location: Hardy Callcott, Sidley Austin LLP
555 California St., 20th Floor
San Francisco 94104

Privacy and Data Risk:
California Consumer Privacy Act of 2018
Data Management for Regulatory Reporting
Can Blockchain Address Data Privacy / Security
Data Governance Challenge

Featured Experts

Alan Raul, Partner, Sidley Austin
Hardy Callcott, Partner, Sidley Austin

Facilitators

Dr. Bob Mark, Black Diamond and Cofounder of PRMIA
Ms Harriet Britt, Union Square Advisors
Ms. Laxmi Ramanath, La Meer Inc.

Dr. Bob Mark is the Founding Partner of Black Diamond Risk Enterprises, which provides corporate governance, risk management consulting, risk software tools and transaction services.  He is the Founding Executive Director of the MFE Program at the UCLA Anderson School of Management. Dr. Mark serves on several boards, was awarded the Financial Risk Manager of the Year by GARP and is a Cofounder of PRMIA. He was a CRO and led Treasury activities at Tier 1 banks as well as co-authored three books on Risk Management.

Harriet Britt has over 30 years experience in the securities, futures and investment management industry, the last 20 focusing on supervision and compliance. At the investment bank Union Square Advisors, Harriet is the Chief Compliance Officer. She has vast experience in compliance for broker-dealers, investment advisors for private wealth managers, robo-advisors, and firms involved in the lending space.

Laxmi Ramanath is the Founder and CEO of La Meer Inc., that offers web based risk and compliance solutions for Operational risk, compliance management, Investor Compliance, AML, IT GRC and Vendor Risk and Operational due diligence.   

We would like to thank Sidley Austin LLP for their gracious offer of their office as well as providing us with food and beverages to make this event possible. 

 
       

Registration


This event is FREE for members and non-members, although registration is required.  Click "Register Myself" below to reserve your spot. Make sure to click "Continue" to proceed with your registration. (If this is your first time accessing the PRMIA website you will need to create a short user profile to register.) 

 

When
10/3/2018 5:00 PM - 7:30 PM
Eastern Daylight Time
Where
555 California St 20th Floor San Francisco 94104

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