Risk and Compliance: A Compliance Round Table
PRMIA San Francisco presents: Risk and Compliance: A Compliance Round Table.
Date:
November 13, 2019
Time:
1:15 p.m. - 3:00 p.m.
Location:
Sidley Austin, LLP
555 California St., 20th Floor
San Francisco, CA 94104
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Event |
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1:15 p.m. - 3:00 p.m.
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Demo of La Meer Inc - Risk Management Solutions
Topics:
- FAIR ACT
- Reg Notice 19-32
- Best interest contract
- Reporting (Step outs, Foreign Debt, Muni)
- Adviser Proxy Guidance
- Duty Under Fiduciary Standards
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Hosted by:
Hardy Callcott, Partner
Sidley Austin
Thank you to our event sponsor.
This event is FREE for members and non-members, although registration is required. Click "Register Myself" below to reserve your spot. Make sure to click "Continue" to proceed with your registration. (If this is your first time accessing the PRMIA website you will need to create a short user profile to register.) Support chapter events like this by becoming a member.